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Client Money (CASS) Manager and CF10a - Fintech Broker

  • Location: London, City of London
  • Salary: £75000 - £85000 per annum
  • Job type: Permanent
  • Ref: SCH16895298
  • Recruiter: Sanjay Chandwani
This vacancy has now expired.

Established in 2006 this Broker has been leading the way in technology offering a unique product to investors when it comes to trading in CFDs, stocks, cryptocurrencies, stocks etc.

As part of their continued growth and importance of regulatory guidelines surrounding client money, we are looking to recruit an experienced CF10a holder (current or previous) to manage this department in close liaison with the other group finance departments.

Responsibilities will include:

- oversight and approval of daily client money and custody asset reconciliations

- preparation and submission of CMAR reports

- ensuring adherence to CASS rules that includes maintaining the CASS resolution pack and framework policy

- manage annual CASS audits

- be the liaison between the firm and the regulator on all issues relating to client money and assets


- Client money and CASS knowledge

- CF10a - either current or previously held

- Qualified Accountant is preferred although Qualified by Experience (QBE) accountants will also be considered

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