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Compliance Assistant

  • Location: London
  • Salary: £25000 - £30000 per annum
  • Job type: Permanent
  • Ref: 16881188
  • Recruiter: Sanjay Chandwani
This vacancy has now expired.

A growing Private Wealth firm in London with, currently with 23 people in the business, looking to strengthen their Compliance and Operations function with the addition of a bright graduate with some experience in PE or financial services.

Ultimately to provide support to the Head of Compliance, this varied role gives you exposure to Compliance, Regulatory Reporting, Operations and Company Secretarial work, ideal for someone with the aptitude to learn and develop.

Offering an excellent working environment, and with direct support, your responsibilities will include:

- maintaining the annual compliance plan

- prepare non-financial FCA reporting and submissions

- assisting the Financial Controller with preparation and review of FCA periodic financial reporting

- specialist compliance activities including FKYC and AML (Anti-Money Laundering) responsibilities

Your requirements:

- have at least one years' experience within Private Equity or the wider Financial Services market

- you must possess a minimum 2:1 degree from a top tier University

- you must have good Excel skills

- you will be used to working in a small team in a dynamic fast paced office environment

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