My client is a investment and securities trading firm based in London. They are looking for number two in compliance to step up and be the CF10/11 for the firm.

This position will be somebody that has an all round experience within compliance both conduct and financial crime and some of the duties will include:

• Being accountable to the PRA / FCA for the delivery of the firm's regulatory compliance
• Maintaining and executing the compliance monitoring programme
• Providing timely, accurate, and relevant regulatory advice to the business

The ideal candidate:

• 3-5 years compliance experience
• Currently middle management or a number two in compliance looking to step up to hold CF10/11
• Compliance experience within a small broking, securities or wealth management firm
• Ability to liaise with stakeholders at all levels

If you would like to know more around this role please get in touch via Nicholas.Georgiou@markssattin.com or 02077479717 .