My client is a small sized firm based in London that offer both wealth management and corporate finance. They are looking for a middle management/second in command in compliance to step up and be the CF10/11 for the firm. This is a part time position, working 3-4 days a week.

It is a generalist position and some of the duties will include:

• The firm are looking for somebody to act in an advisory type position to the business as there are two juniors within compliance that handle the KYC and day to day monitoring.
• Being accountable to the PRA / FCA for the delivery of the firm's regulatory compliance
• Providing timely, accurate, and relevant regulatory advice to the business

The ideal candidate:

• 3-5 years compliance experience
• Ability to work within a small office
• Currently middle management or a number two in compliance looking to step up to hold CF10/11
• Compliance experience within a small - midsized wealth management firm
• Ability to liaise with stakeholders at all levels

For more information about the role, please email your CV to Daisy.Bennett@markssattin.com or call 0207 747 9719.

Alternitively, apply now.