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Compliance Pensions Specialist

  • Location: West Sussex, Horsham
  • Salary: £35000 - £50000 per annum
  • Job type: Permanent
  • Ref: JW-9667
  • Recruiter: Jordan White
This vacancy has now expired.

Compliance Pensions Specialist

I have a great opportunity for a pension specialist within compliance to work within a fantastic wealth manager based in Sussex.

Key activities and responsibilities for the role:

  • Keep up to date with in regulatory and industry developments, sharing information of relevant upcoming changes
  • Provide evaluation reports to the compliance manager.
  • Assist with documenting new procedures and policies
  • Liaise with supervisors and senior management in respect of regulatory and network issues for pensions and occupational pensions
  • Manage the pre-approval of Occupational Pension Transfer Business (PTS)
  • Manage and conduct comprehensive post-sale file monitoring across the network on Occupational Pension business and pensions, in accordance with regulatory requirements
  • Undertake quality of advice reviews across all occupational business and all AR firms
  • Provide technical support for the compliance department as required on Occupational Pensions.
  • Manage and conduct specialist pension audits with those advisers holding occupational pensions permissions

Qualifications and Skills:

  • Detailed knowledge of FCA rules and their interpretation/application
  • Strong Occupational Pensions product knowledge and familiarity with FCA Pension Transfer standards
  • Ability to train and motivate others
  • Highly developed analytical, observational and communication skills

Desirable Qualifications:

  • Minimum Level 4 Diploma in regulated financial planning (or equivalent)
  • Recognised Occupational Pension Specialist Qualification - G60, AF3, AF7 or equivalent
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