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Head of compliance and legal

  • Location: London, City of London
  • Salary: £65000 - £75000 per annum + Discretionary bonus
  • Job type: Permanent
  • Ref: 1569823
  • Recruiter: Nicholas Georgiou
This vacancy has now expired.

My client is a small hybrid advisory brokerage looking for a new Head of Compliance and Legal (CF10 & CF11).

The main duties and responsibilities for this role will be :

  • Leading the company in areas of regulatory compliance
  • Compliance monitoring
  • Assisting with the review of legal contracts and advising on regulatory aspects of the products being launched.
  • Playing a key role in the Implementation of MiFiD II and GDPR regulations.

The ideal Candidate will have a brokerage background and previous experience of holding a control function title. There will be a great amount of autonomy in this position.

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