Regulatory and Compliance Analyst

London

Regulatory and Compliance Analyst

£50000 - £70000 per annum
AA7640

London

The details

This vacancy has now expired.

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I am currently working with a fast paced, leading investment firm that specialises in investment management, risk management and advisory services. They are looking for a motivated, high calibre regulatory and compliance analyst to join their team. This is an excellent opportunity to work for a well established, reputable firm that operates in over 30 countries.

Day-to-day the right candidate will be:

  • Reporting holdings that have reached prescribed thresholds
  • Reviewing system reports of shareholdings against trade movements
  • Maintaining clear records of all filings and communications
  • Driving improvements in relation to processes and controls in a timely, accurate, and professional manner
  • Communicating externally with regulators, firms and lawyers
  • Keeping up-to-date with regulatory change and developments

The ideal candidate for this role will be a high calibre, technically capable accountant with strong IT skills and experience using visual basic/SQL. They will also have experience working in the investment management or investment banking industry and have experience of regulatory shareholding disclosures.

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Internal Audit Manager - ESG & Operations

Salary:

£60,000 - £70,000 per annum

Location:

North West England

Industry

Insurance

Qualification

Fully qualified

Market

Financial Services

Salary

£70,000 - £80,000

Job Discipline

Internal Audit

Contract Type:

Permanent

Description

Internal Audit Manager - ESG & Operational, you'll contribute to external requirements & stakeholder expectations around ESG performance and reporting

Reference

BBBH180036

Expiry Date

01/01/01

David Clamp

Author

David Clamp
David Clamp

Author

David Clamp
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