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  • Regulatory and Compliance Analyst

  • Location: London
  • Salary: £50000 - £70000 per annum
  • Job type: Permanent
  • Ref: AA7640
  • Recruiter: Ayeisha Ashman
This vacancy has now expired.

I am currently working with a fast paced, leading investment firm that specialises in investment management, risk management and advisory services. They are looking for a motivated, high calibre regulatory and compliance analyst to join their team. This is an excellent opportunity to work for a well established, reputable firm that operates in over 30 countries.

Day-to-day the right candidate will be:

  • Reporting holdings that have reached prescribed thresholds
  • Reviewing system reports of shareholdings against trade movements
  • Maintaining clear records of all filings and communications
  • Driving improvements in relation to processes and controls in a timely, accurate, and professional manner
  • Communicating externally with regulators, firms and lawyers
  • Keeping up-to-date with regulatory change and developments

The ideal candidate for this role will be a high calibre, technically capable accountant with strong IT skills and experience using visual basic/SQL. They will also have experience working in the investment management or investment banking industry and have experience of regulatory shareholding disclosures.

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