Senior Compliance Analyst
Dublin
Senior Compliance Analyst
Dublin
The details
This vacancy has now expired.
Start your job searchResponsibilities
- Support the HoC in review and updates to the design, development and implementation of the regulatory control framework and the ongoing management processes;
- Sample check files to determine the accuracy of the risk classification e.g. high, medium, low risk;
- Identify and participate in the interpretation of new legal and regulatory requirements and conduct a gap analysis to identify and escalate potential high impact to the firm.
- Manage, execute and deliver internal compliance projects relating to specified regulatory obligations.
- Prepare and ensure timely delivery of monthly, quarterly and half year and year end compliance reports and deliverable.
- Maintain a register of compliance training provided at least annually and maintain a register of onsite compliance monitoring conducted internally.
- Monitor and maintain register of communications with Central Bank to ensure timely responses to all requests, including online reports ONR.
Requirements
- Relevant academic qualifications, including a Professional Diploma in Compliance with LCOI designation, is desired:
- A minimum of 8 years experience with 3 at an appropriate level in Financial Services area of Risk and Compliance or Internal Audit environment is required.
- Knowledge and experience relating to risk management and a detailed understanding of the Transfer Agency and the role of the Administrator;
- Advanced knowledge and current experience of the legal and regulatory obligations of fund services company's in respect of AML/CTF and Financial Sanctions is required;
Related jobs
Salary:
£24,000 - £28,000 per annum
Location:
Birmingham, West Midlands
Industry
Property and Infrastructure
Qualification
None specified
Market
Commerce & Industry
Salary
£25,000 - £30,000
Job Discipline
Part Qualified & Transactional Finance
Contract Type:
Permanent
Description
New graduate? Looking for exposure within a financial role? Well, I might have a role for you.
Reference
BBBH180135
Expiry Date
01/01/01
Author
Olivia BalnaveAuthor
Olivia BalnaveSalary:
£80,000 - £90,000 per annum
Location:
Madrid
Industry
Technology
Qualification
None specified
Market
Commerce & Industry
Salary
£80,000 - £100,000
Job Discipline
Software Development
Contract Type:
Permanent
Description
Full-stack Security Engineer
Reference
BBBH179465
Expiry Date
01/01/01
Author
Ghazal MayahiAuthor
Ghazal MayahiSalary:
£24,000 - £27,000 per annum
Location:
Birmingham, West Midlands
Industry
Property and Infrastructure
Qualification
None specified
Market
Commerce & Industry
Salary
£25,000 - £30,000
Job Discipline
Part Qualified & Transactional Finance
Contract Type:
Permanent
Description
New graduate? Looking for exposure within a financial role? Well, I might have a role for you.
Reference
BBBH180048
Expiry Date
01/01/01
Author
Olivia BalnaveAuthor
Olivia BalnaveSalary:
£29,000 - £39,000 per annum
Location:
Leeds, West Yorkshire
Industry
Business Services
Qualification
None specified
Market
Financial Services
Salary
£35,000 - £40,000
Job Discipline
Tax
Contract Type:
Permanent
Description
.
Reference
BBBH180132
Expiry Date
01/01/01
Author
Aleksandra TaranovskajaAuthor
Aleksandra TaranovskajaRelated articles
Teaser
Finance & AccountingContent Type
General
25/04/24
Summary
Over the years, we have developed a strong reputation as a leading Senior Finance and Executive Search firm. We’re proud to have well-established teams of finance and accounting recruitment cons
by
Neil Burton
Teaser
GovernanceContent Type
Fintech
18/04/24
Summary
The role of risk and compliance in financial services As a sizeable, growing portion of the financial services sector, risk and compliance play a vital role in ensuring that firms conduct busine
by
David Clamp
Teaser
Executive SearchContent Type
General
18/04/24
Summary
Private equity (PE) is a growing industry that has always attracted ambitious top talent due to its high risk/high gain capital investment. Pre-covid, we saw the global private equity industry b
by
Tracey Alper