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  • Senior Compliance Analyst

  • Location: Dublin
  • Salary: €45000 - €55000 per annum
  • Job type: Permanent
  • Ref: JC16885030
  • Recruiter: Jennifer Cosgrove
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This vacancy has now expired.

Responsibilities

  • Support the HoC in review and updates to the design, development and implementation of the regulatory control framework and the ongoing management processes;
  • Sample check files to determine the accuracy of the risk classification e.g. high, medium, low risk;
  • Identify and participate in the interpretation of new legal and regulatory requirements and conduct a gap analysis to identify and escalate potential high impact to the firm.
  • Manage, execute and deliver internal compliance projects relating to specified regulatory obligations.
  • Prepare and ensure timely delivery of monthly, quarterly and half year and year end compliance reports and deliverable.
  • Maintain a register of compliance training provided at least annually and maintain a register of onsite compliance monitoring conducted internally.
  • Monitor and maintain register of communications with Central Bank to ensure timely responses to all requests, including online reports ONR.

Requirements

  • Relevant academic qualifications, including a Professional Diploma in Compliance with LCOI designation, is desired:
  • A minimum of 8 years experience with 3 at an appropriate level in Financial Services area of Risk and Compliance or Internal Audit environment is required.
  • Knowledge and experience relating to risk management and a detailed understanding of the Transfer Agency and the role of the Administrator;
  • Advanced knowledge and current experience of the legal and regulatory obligations of fund services company's in respect of AML/CTF and Financial Sanctions is required;

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