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  • Senior Compliance Monitoring Manager

  • Location: West Yorkshire, Leeds
  • Salary: £50000 - £60000 per annum + Competitive Benefits
  • Job type: Permanent
  • Ref: DCL16883953
  • Recruiter: Leeds Office
This vacancy has now expired.

Marks Sattin is partnering a business based in Leeds who is recruiting for a Senior Compliance Monitoring Manager where you will form part of a newly create team.

Working very closely with the Director of Compliance, you will play a pivotal role in developing and delivering the compliance plan for the group. Working closely with the wider business you will be responsible for:-

  • Management of compliance monitoring reviews in accordance with the internal risk-based monitoring programme
  • Designing and producing reports on Compliance monitoring
  • Monitoring the implementation status of any corrective action and challenge the business when agreed time scales are not adhered to.
  • Ensuring all monitoring principles, policies and procedures are clearly defined.

Working in Financial Services you will currently have strong knowledge of TCF and conduct risk. You will also have a good understanding of current regulations across the sector as well as experience of working in either a 2nd or 3rd line role.

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