Marks Sattin is partnering a business based in Leeds who is recruiting for a Senior Compliance Monitoring Manager where you will form part of a newly create team.
Working very closely with the Director of Compliance, you will play a pivotal role in developing and delivering the compliance plan for the group. Working closely with the wider business you will be responsible for:-
- Management of compliance monitoring reviews in accordance with the internal risk-based monitoring programme
- Designing and producing reports on Compliance monitoring
- Monitoring the implementation status of any corrective action and challenge the business when agreed time scales are not adhered to.
- Ensuring all monitoring principles, policies and procedures are clearly defined.
Working in Financial Services you will currently have strong knowledge of TCF and conduct risk. You will also have a good understanding of current regulations across the sector as well as experience of working in either a 2nd or 3rd line role.