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Senior Compliance Officer

  • Location: West Yorkshire, Leeds
  • Salary: £28000 - £35000 per annum
  • Job type: Permanent
  • Ref: DCL16886968
  • Recruiter: Leeds Office
This vacancy has now expired.

Marks Sattin is currently working with a unique organisation based in Leeds centre who are looking at recruiting for a Senior Compliance Officer. Working very closely with the Head of Compliance, you will have the opportunity to take on a fairly immature function were you can drive new processes and procedures to raise the standards and help shape the business.

Working in a team of 3, you will be responsible for:

  • Day to day monitoring and reporting of compliance risks
  • Maintaining and monitoring compliance with key compliance policies.
  • Prepare and manage on regular basis appropriate timely management information on compliance and regulatory issues to interim Head of Compliance including suggested mitigating actions.
  • Review compliance policies and procedures on a regular basis to ensure they comply with statutory and regulatory requirements.

You will have detailed knowledge of regulatory obligations in relation to FCA requirements as well as experience of best practice compliance and governance frameworks, methodologies and emerging practice.

This is a truly unique business and with around 85 staff in the organisation, you will be part of something extraordinary - implementing processes and controls in a business that is constantly evolving.

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