Compliance Officer

Cape Town

Hybrid working

This is a chance to step into a pivotal compliance role at a global financial brokerage leader. You'll be supporting the Johannesburg office, and working at the centre of a fast-paced, multi-asset trading environment spanning fixed income, FX, equities and commodities. This is a fantastic opportunity to be the go-to advisor for a business that moves quickly and values regulatory insight!

Responsibilites

• Act as the primary compliance advisor to the Johannesburg team
• Ensure the business is aligned with the relevant regulations and regulators including JSA/JSA rules, FCSA and other brokerage regulations.
• Liaise with the regulators on a regular basis
• Strengthening the policies, procedures and controls across the business to ensure they are compliant
• Work closely with other stakeholders and teams to ensure global compliance

Requirements

• Experience in compliance within Financial Services (ideally a Brokerage, trading or capital markets firm)
• Strong understanding of the relevant regulations, especially JSE/JSA Rules and must have completed JSE Exams
• Has extensive experience working with the regulators, specifically FCSA

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