Head of Compliance SMF16 / SMF17 job in London | Marks Sattin Specialist Recruitment

This vacancy has now expired.

My client are a small- midsized FX and CFD broker who are looking to hire a commercially minded Head of compliance to take on the SMF16 and 17 functions.

The role at hand is to ensure that the firm stays compliant with the regulator and help lead the firm.

The successful candidate will be somebody that:

Previous experience of holding the SMF16&17 functions within a FX and CFD firm
Highly knowledgeable within the FX and CFD retail space.
Hands on approach
Execlent stakeholder management

If you would like to know more about the role then feel free to get in touch with me on 02077479717 / 07715527307

jobs

Related jobs

Wealth Management Director - Cork

Salary:

€120,000 - €140,000 per annum

Location:

Cork City, Cork

Industry

Investment Management

Qualification

Fully qualified

Market

Financial Services

Salary

£100,000 - £125,000

Job Discipline

Qualified Finance

Contract Type:

Permanent

Description

Wealth Management Director

Reference

BBBH194558

Expiry Date

01/01/01

Author

Caoimhe McCoy

Author

Caoimhe McCoy

Find out more

Delivery Manager - Payments

Salary:

£65,000 - £85,000 per annum

Location:

Gloucestershire

Industry

FinTech

Qualification

None specified

Market

Financial Services

Salary

£80,000 - £100,000

Job Discipline

Project & Programme Management

Contract Type:

Permanent

Description

Looking for an experienced Payments Delivery Manager

Reference

BBBH194640

Expiry Date

01/01/01

Author

Oliver Bradley

Author

Oliver Bradley

Find out more

Systems & Data Project Manager

Salary:

£375 - £400 per day

Location:

Leeds, West Yorkshire

Industry

Healthcare

Qualification

None specified

Market

Commerce & Industry

Salary

£350 - £450

Job Discipline

Project & Programme Management

Contract Type:

Contract

Description

Looking for an experienced Data & Systems Project Manager

Reference

BBBH194639

Expiry Date

01/01/01

Author

Oliver Bradley

Author

Oliver Bradley

Find out more

ERP/CRM Project Manager

Salary:

£75,000 - £85,000 per annum

Location:

City of London, London

Industry

Transport & Logistics

Qualification

None specified

Market

Commerce & Industry

Salary

£80,000 - £100,000

Job Discipline

Project & Programme Management

Contract Type:

Permanent

Description

Exciting opportunity for a Project Manager to deliver a Pricing System Implementation, suit candidates with commercial transformation and systems experience.

Reference

BBBH194629

Expiry Date

01/01/01

Author

Oliver Bradley

Author

Oliver Bradley

Find out more

View all jobs

posts

How to land a job as an Interim Manager

Teaser

Executive Search

Content Type

Career Advice

27/08/26

Summary

Landing an interim manager role in 2026 takes a sector-specialist CV, a portfolio of measurable project outcomes, and direct access to retained interim search firms. The UK interim market reached £2.1

Teaser

Discover how to land a high-value interim manager role in 2026.

Read full article

Paul Roche

executive & Interim

Accounting career paths for newly qualified accountants in the UK

Teaser

Finance & Accounting

Content Type

Career Advice

06/08/26

Summary

Qualifying as an accountant is a huge achievement, but deciding what comes next can feel overwhelming. The good news is that there are more career opportunities than ever before. As finance teams

Teaser

Unlock accounting career paths in the UK.

Read full article

Harry Latham

finance

How to stand out in an interview: preparation that sets you apart

Teaser

General

Content Type

Career Advice

02/06/26

Summary

Preparing for an interview often starts with thinking about what to say. But in today’s competitive market, that’s only part of the equation.The candidates who consistently succeed aren’t just q

Teaser

7 proven tips to help you stand out and succeed in interviews

Read full article

Jamie Smith

Head of Compliance SMF16 / SMF17

Head of Compliance SMF16 / SMF17

The details

This vacancy has now expired.

Sign up for job alerts Enter your email below to receive alerts to your inbox when similar jobs become available. By clicking "Sign-up" below you are consenting to receive jobs to your inbox, based on the search criteria you have selected, as per our privacy policy.

Popular Searches

Quick links

Sign up for job alerts

Enter your email below to receive alerts to your inbox when similar jobs become available.

By clicking "Sign-up" below you are consenting to receive jobs to your inbox, based on the search criteria you have selected, as per our privacy policy.