Head of Compliance SMF16 / SMF17 job in London | Marks Sattin Specialist Recruitment

This vacancy has now expired.

My client are a small- midsized FX and CFD broker who are looking to hire a commercially minded Head of compliance to take on the SMF16 and 17 functions.

The role at hand is to ensure that the firm stays compliant with the regulator and help lead the firm.

The successful candidate will be somebody that:

Previous experience of holding the SMF16&17 functions within a FX and CFD firm
Highly knowledgeable within the FX and CFD retail space.
Hands on approach
Execlent stakeholder management

If you would like to know more about the role then feel free to get in touch with me on 02077479717 / 07715527307

jobs

Related jobs

Investment Strategist

Salary:

£130,000 - £150,000 per annum

Location:

Dublin City Centre, Dublin

Industry

Investment Banking & Capital Markets

Qualification

Fully qualified

Market

Financial Services

Salary

£125,000 - £175,000

Job Discipline

Investment - Buyside

Contract Type:

Permanent

Description

Investment Strategist

Reference

BBBH194063

Expiry Date

01/01/01

Author

Caoimhe McCoy

Author

Caoimhe McCoy

Find out more

Senior IT Business Analyst

Salary:

£45,000 - £52,000 per annum

Location:

Birmingham, West Midlands

Industry

Business Services

Qualification

None specified

Market

Commerce & Industry

Salary

£50,000 - £60,000

Job Discipline

Business Analysis

Contract Type:

Permanent

Description

Global SaaS consulting firm are looking for experienced Senior IT Business Analysts for a client facing role.

Reference

BBBH194081

Expiry Date

01/01/01

Author

Oliver Bradley

Author

Oliver Bradley

Find out more

Senior IT Business Analyst

Salary:

£50,000 - £57,000 per annum

Location:

City of London, London

Industry

Business Services

Qualification

None specified

Market

Commerce & Industry

Salary

£50,000 - £60,000

Job Discipline

Business Analysis

Contract Type:

Permanent

Description

Global SaaS consulting firm are looking for experienced Technical Business Analysts for client-facing roles.

Reference

BBBH194080

Expiry Date

01/01/01

Author

Oliver Bradley

Author

Oliver Bradley

Find out more

Financial Modeller/Valuations

Salary:

£500 - £650 per day

Location:

London

Industry

Investment Management

Qualification

Fully qualified

Market

Financial Services

Salary

£350 - £450

Job Discipline

Qualified Finance

Contract Type:

Contract

Description

Opportunity for a Financial Modelling specialist to play a key role in modernising reporting and valuation processes in a private equity environment.

Reference

BBBH194079

Expiry Date

01/01/01

Author

Mellani Georgiou

Author

Mellani Georgiou

Find out more

View all jobs

posts

How to stand out in an interview: preparation that sets you apart

Teaser

General

Content Type

Career Advice

02/06/26

Summary

Preparing for an interview often starts with thinking about what to say. But in today’s competitive market, that’s only part of the equation.The candidates who consistently succeed aren’t just q

Teaser

7 proven tips to help you stand out and succeed in interviews

Read full article

Jamie Smith

Why external hires are vital in today’s evolving market

Teaser

Financial Services

Content Type

Career Advice

30/09/25

Summary

Businesses often face a critical question when filling senior roles: should you promote from within, or bring in fresh talent from outside? Both options have clear advantages, but relying too

Teaser

Should you promote from within, or bring in fresh talent from outside? Both options have clear advantages, but relying too heavily on one approach can hold back long-term growth.

Read full article

John Quach

Salary satisfaction in 2025: Insights from Finance, Tech, Transformation and Legal professionals

Teaser

Financial Services

Content Type

General

11/09/25

Summary

Salary remains one of the most influential factors in any career decision. In 2025, though, salary satisfaction doesn’t just come down to numbers on a payslip. Across finance, legal, and tech sectors

Teaser

Here, we’ll dig into the data behind salary satisfaction in 2025, exploring how sentiment differs across finance, tech, and legal roles.

Read full article

Becky Hughes

Head of Compliance SMF16 / SMF17

Head of Compliance SMF16 / SMF17

The details

This vacancy has now expired.

Sign up for job alerts Enter your email below to receive alerts to your inbox when similar jobs become available. By clicking "Sign-up" below you are consenting to receive jobs to your inbox, based on the search criteria you have selected, as per our privacy policy.

Popular Searches

Quick links

Sign up for job alerts

Enter your email below to receive alerts to your inbox when similar jobs become available.

By clicking "Sign-up" below you are consenting to receive jobs to your inbox, based on the search criteria you have selected, as per our privacy policy.