You need to enable JavaScript in order to use the AI chatbot tool powered by ChatBot

Head of Compliance SMF16 / SMF17

London

Head of Compliance SMF16 / SMF17

  1. Permanent
£100,000 - £120,000 per annum + benefits + Bonus
NGUFX97

London

The details

This vacancy has now expired.

Start your job search

My client are a small- midsized FX and CFD broker who are looking to hire a commercially minded Head of compliance to take on the SMF16 and 17 functions.

The role at hand is to ensure that the firm stays compliant with the regulator and help lead the firm.

The successful candidate will be somebody that:

  • Previous experience of holding the SMF16&17 functions within a FX and CFD firm
  • Highly knowledgeable within the FX and CFD retail space.
  • Hands on approach
  • Execlent stakeholder management

If you would like to know more about the role then feel free to get in touch with me on 02077479717 / 07715527307

sign up for job alerts

Sign up for job alerts

Enter your email below to receive alerts to your inbox when similar jobs become available.

By clicking "Sign-up" below you are consenting to receive jobs to your inbox, based on the search criteria you have selected, as per our privacy policy.

jobs

Related jobs

Head of Finance

Salary:

Up to £80,000 per annum + Benefits

Location:

Crewe, Cheshire

Industry

Consumer & Retail

Qualification

Fully qualified

Market

Commerce & Industry

Salary

£80,000 - £100,000

Job Discipline

Qualified Finance

Contract Type:

Permanent

Description

Growing multi discipline group, recruiting for a Head of Finance to join a thriving SME based in South Cheshire.

Reference

BBBH194687

Expiry Date

01/01/01

Laura Halloran Find out more
Financial Accountant - 6m FTC (Banking)

Salary:

Up to £70,000 per annum + +10% completion bonus + hybrid working

Location:

London

Industry

Investment Banking & Capital Markets

Qualification

Finalist / Newly qualified

Market

Financial Services

Salary

£70,000 - £80,000

Job Discipline

Newly Qualified Finance

Contract Type:

Contract

Description

Financial Accountant | 6-Month FTC | Banking Potential for the role to go permanent. London (Hybrid)

Reference

BBBH194824

Expiry Date

01/01/01

Deem NaPattaloong Find out more
Finance Assistant (Accounts Payable) - Brighton

Salary:

£30,000 - £35,000 per annum

Location:

Brighton, East Sussex

Industry

Technology

Qualification

Part qualified

Market

Commerce & Industry

Salary

£35,000 - £40,000

Job Discipline

Part Qualified & Transactional Finance

Contract Type:

Contract

Description

We're working with a leading organisation in the business services space to recruit a Finance Assistant (Accounts Payable) on a 6-month fixed-term contract.

Reference

JSM172943

Expiry Date

01/01/01

Jamie Smith

Author

Jamie Smith
Jamie Smith

Author

Jamie Smith
Find out more
Fund Controller (Real Estate)

Salary:

£60,000 - £70,000 per annum + + benefits

Location:

London

Industry

Investment Management

Qualification

Fully qualified

Market

Financial Services

Salary

£70,000 - £80,000

Job Discipline

Qualified Finance

Contract Type:

Contract

Description

Newly Qualified Fund Controller - Real Estate Investment Fund Excellent opportunity for a recently qualified ACA making their first move out of a Big Four audit firm.

Reference

BBBH194823

Expiry Date

01/01/01

Paul Roche

Author

Paul Roche
Paul Roche

Author

Paul Roche
Find out more
View all jobs
posts

Related articles

How to land a job as an Interim Manager
How to land a job as an Interim Manager

Teaser

Executive Search

Content Type

Career Advice

27/08/26

Summary

Landing an interim manager role in 2026 takes a sector-specialist CV, a portfolio of measurable project outcomes, and direct access to retained interim search firms. The UK interim market reached £2.1

Teaser

Discover how to land a high-value interim manager role in 2026.

Read full article
Paul Roche

by

Paul Roche

Paul Roche

by

Paul Roche

Accounting career paths for newly qualified accountants in the UK
Accounting career paths for newly qualified accountants in the UK

Teaser

Finance & Accounting

Content Type

Career Advice

06/08/26

Summary

Qualifying as an accountant is a huge achievement, but deciding what comes next can feel overwhelming. The good news is that there are more career opportunities than ever before. As finance teams

Teaser

Unlock accounting career paths in the UK.

Read full article
Harry Latham

by

Harry Latham

Harry Latham

by

Harry Latham

How to stand out in an interview: preparation that sets you apart
How to stand out in an interview: preparation that sets you apart

Teaser

General

Content Type

Career Advice

02/06/26

Summary

Preparing for an interview often starts with thinking about what to say. But in today’s competitive market, that’s only part of the equation.The candidates who consistently succeed aren’t just q

Teaser

7 proven tips to help you stand out and succeed in interviews

Read full article
Jamie Smith

by

Jamie Smith

Jamie Smith

by

Jamie Smith