Head of Compliance SMF16 / SMF17

London

Head of Compliance SMF16 / SMF17

  1. Permanent
£100,000 - £120,000 per annum + benefits + Bonus
NGUFX97

London

The details

This vacancy has now expired.

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My client are a small- midsized FX and CFD broker who are looking to hire a commercially minded Head of compliance to take on the SMF16 and 17 functions.

The role at hand is to ensure that the firm stays compliant with the regulator and help lead the firm.

The successful candidate will be somebody that:

  • Previous experience of holding the SMF16&17 functions within a FX and CFD firm
  • Highly knowledgeable within the FX and CFD retail space.
  • Hands on approach
  • Execlent stakeholder management

If you would like to know more about the role then feel free to get in touch with me on 02077479717 / 07715527307

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Internal Audit Manager - ESG & Operations

Salary:

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Location:

North West England

Industry

Insurance

Qualification

Fully qualified

Market

Financial Services

Salary

£70,000 - £80,000

Job Discipline

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Contract Type:

Permanent

Description

Internal Audit Manager - ESG & Operational, you'll contribute to external requirements & stakeholder expectations around ESG performance and reporting

Reference

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Expiry Date

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David Clamp

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David Clamp
David Clamp

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David Clamp
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