Head of Compliance SMF16 / SMF17 job in London | Marks Sattin Specialist Recruitment

This vacancy has now expired.

My client are a small- midsized FX and CFD broker who are looking to hire a commercially minded Head of compliance to take on the SMF16 and 17 functions.

The role at hand is to ensure that the firm stays compliant with the regulator and help lead the firm.

The successful candidate will be somebody that:

Previous experience of holding the SMF16&17 functions within a FX and CFD firm
Highly knowledgeable within the FX and CFD retail space.
Hands on approach
Execlent stakeholder management

If you would like to know more about the role then feel free to get in touch with me on 02077479717 / 07715527307

jobs

Related jobs

Credit Controller

Salary:

£30,000 - £32,000 per annum

Location:

Leeds, West Yorkshire

Industry

Business Services

Qualification

None specified

Market

Commerce & Industry

Salary

£30,000 - £35,000

Job Discipline

Part Qualified & Transactional Finance

Contract Type:

Permanent

Description

Credit Controller in Leeds!

Reference

BBBH191705

Expiry Date

01/01/01

Author

Cameron Walsh

Author

Cameron Walsh

Find out more

Senior Finance Manager

Salary:

£55,000 - £65,000 per annum + bonus + package

Location:

Bradford, West Yorkshire

Industry

Technology

Qualification

Fully qualified

Market

Commerce & Industry

Salary

£60,000 - £70,000

Job Discipline

Qualified Finance

Contract Type:

Permanent

Description

Delighted to be partnering with a longstanding client of ours on their search for a senior finance manager to join their team!

Reference

LLH1791514

Expiry Date

01/01/01

Author

Laura Gunby

Author

Laura Gunby

Find out more

Chief Financial Officer

Salary:

£150,000 - £175,000 per annum

Location:

England

Industry

Business Services

Qualification

Fully qualified

Market

Commerce & Industry

Salary

£175,000 - £250,000

Job Discipline

Qualified Finance

Contract Type:

Permanent

Description

Chief Financial Officer required for a private equity-backed business.

Reference

BBBH191701

Expiry Date

01/01/01

Author

Becky Hughes

Author

Becky Hughes

Find out more

Business Analyst - Efront 12m contract

Salary:

Negotiable

Location:

London

Industry

Private Equity

Qualification

None specified

Market

Financial Services

Salary

£350 - £450

Job Discipline

Change Management

Contract Type:

Contract

Description

Business Analyst - eFront / Portfolio Monitoring - 12m contract

Reference

BBBH191360

Expiry Date

01/01/01

Author

Paul Roche

Author

Paul Roche

Find out more

View all jobs

posts

Why external hires are vital in today’s evolving market

Teaser

Financial Services

Content Type

Career Advice

30/09/25

Summary

Businesses often face a critical question when filling senior roles: should you promote from within, or bring in fresh talent from outside? Both options have clear advantages, but relying too

Teaser

Should you promote from within, or bring in fresh talent from outside? Both options have clear advantages, but relying too heavily on one approach can hold back long-term growth.

Read full article

John Quach

Salary satisfaction in 2025: Insights from Finance, Tech, Transformation and Legal professionals

Teaser

Financial Services

Content Type

General

11/09/25

Summary

Salary remains one of the most influential factors in any career decision. In 2025, though, salary satisfaction doesn’t just come down to numbers on a payslip. Across finance, legal, and tech sectors

Teaser

Here, we’ll dig into the data behind salary satisfaction in 2025, exploring how sentiment differs across finance, tech, and legal roles.

Read full article

Becky Hughes

Most in-demand UK tech jobs: Opportunities in a shifting market

Teaser

Technology

Content Type

Career Advice

05/09/25

Summary

The tech industry has seen significant change in recent years, with restructuring and high-profile layoffs making headlines. But behind the headlines, the story is more complex, and more positive

Teaser

Find out more about tech jobs in the UK, where the opportunities are, and the industries you need to know about.

Read full article

Alex Simmons

Head of Compliance SMF16 / SMF17

Head of Compliance SMF16 / SMF17

The details

This vacancy has now expired.

Sign up for job alerts Enter your email below to receive alerts to your inbox when similar jobs become available. By clicking "Sign-up" below you are consenting to receive jobs to your inbox, based on the search criteria you have selected, as per our privacy policy.

Popular Searches

Quick links

Sign up for job alerts

Enter your email below to receive alerts to your inbox when similar jobs become available.

By clicking "Sign-up" below you are consenting to receive jobs to your inbox, based on the search criteria you have selected, as per our privacy policy.