Compliance Monitoring Officer
City of London, London
Compliance Monitoring Officer
- Permanent
City of London, London
The details
This vacancy has now expired.
Start your job searchResponsibilities:
- Plan and conduct independent Compliance Monitoring reviews as assigned from the annual plan, in line with the annual Compliance Monitoring plan. This include the ability to lead and/or participate as part of a team in the delivery of risk-based reviews.
- Review Compliance Monitoring processes to ensure effectiveness and efficiency, making suggestions for improvement where appropriate
- Develop and maintain effective business relationships and partnerships with areas subject to review, to ensure mutual understanding of review scope, procedure and reporting approach.
- Keep abreast of regulatory developments to ensure test scripts reflect the current regulatory requirements
Key Skills & Experience:
- Experience and knowledge in the FCA and PRA rules, i.e. CONC, MCOB
- Understanding of governance and control frameworks
- Good knowledge of regulatory framework in the financial services
- Degree or equivalent professional qualification
- Highly organised and methodical with an ability to see projects through to completion
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