Compliance Monitoring Officer

City of London, London

Compliance Monitoring Officer

  1. Permanent
£50,000 - £60,000 per annum
BBBH177953

City of London, London

The details

This vacancy has now expired.

Start your job search

Responsibilities:

  • Plan and conduct independent Compliance Monitoring reviews as assigned from the annual plan, in line with the annual Compliance Monitoring plan. This include the ability to lead and/or participate as part of a team in the delivery of risk-based reviews.
  • Review Compliance Monitoring processes to ensure effectiveness and efficiency, making suggestions for improvement where appropriate
  • Develop and maintain effective business relationships and partnerships with areas subject to review, to ensure mutual understanding of review scope, procedure and reporting approach.
  • Keep abreast of regulatory developments to ensure test scripts reflect the current regulatory requirements

Key Skills & Experience:

  • Experience and knowledge in the FCA and PRA rules, i.e. CONC, MCOB
  • Understanding of governance and control frameworks
  • Good knowledge of regulatory framework in the financial services
  • Degree or equivalent professional qualification
  • Highly organised and methodical with an ability to see projects through to completion
jobs

Related jobs

Credit Controller - Credit Analyst & Reporting

Salary:

£26,000 - £28,000 per annum

Location:

Leeds, West Yorkshire

Industry

Business Services

Qualification

None specified

Market

Commerce & Industry

Salary

£25,000 - £30,000

Job Discipline

Part Qualified & Transactional Finance

Contract Type:

Permanent

Description

Credit Controller role in Leeds Centre - Credit Analysis

Reference

BBBH178949

Expiry Date

01/01/01

Cameron  Walsh

Author

Cameron Walsh
Find out more
Finance Manager - Management Accounts

Salary:

£40,000 - £50,000 per annum + + package

Location:

Leeds, West Yorkshire

Industry

Professional Services

Business Services

Qualification

Fully qualified

Market

Commerce & Industry

Salary

£50,000 - £60,000

Job Discipline

Qualified Finance

Newly Qualified Finance

Contract Type:

Permanent

Description

Job Title: Finance Manager Location: Leeds Salary: £40,000 - £50,000 plus package

Reference

BBBH179150

Expiry Date

01/01/01

Sarah  Perkins

Author

Sarah Perkins
Find out more
Finance Assistant

Salary:

£15 - £20 per hour

Location:

Reading, Berkshire

Industry

Education

Qualification

None specified

Market

Commerce & Industry

Salary

£150 - £250

Job Discipline

Part Qualified & Transactional Finance

Contract Type:

Contract

Description

Finance Assistant - Reading (onsite) - Temporary - £15 to £20 per hour - Free parking on site

Reference

BBBH179346

Expiry Date

01/01/01

Neil Burton

Author

Neil Burton
Neil Burton

Author

Neil Burton
Find out more
View all jobs
posts

Related articles

Accounting career paths for newly qualified accountants in the UK
Accounting career paths for newly qualified accountants in the UK

Teaser

Finance & Accounting

Content Type

Career Advice

31/01/24

Summary

ACA. ACCA. CIMA. AAT. ICAS. CIPFA.  If you’re reading this, you probably know what these qualifications are and understand the importance they hold in a career in accountancy.  Having an accountancy q

Teaser

Unlock accounting career paths in the UK.

Read full article
Ali Arslan

by

Ali Arslan

Ali Arslan

by

Ali Arslan

How to resign from a job the right way, and navigate a counteroffer conversation
How to resign from a job the right way, and navigate a counteroffer conversation

Teaser

General

Content Type

Career Advice

02/01/24

Summary

Navigating the process of resignation gracefully and professionally is a pivotal moment in anyone's career journey. In the fast-paced and interconnected world of today's job market, knowing

Teaser

Let’s learn how to write up your resignation letter, how to navigate your resignation meeting and any counteroffer conversations.

Read full article
David Harvey

by

David Harvey

David Harvey

by

David Harvey

What’s next in the UK venture capital market?
What’s next in the UK venture capital market?

Teaser

Financial Services

Content Type

General

18/10/23

Summary

The UK's macroeconomic landscape continues to present a mixed picture, with some indicators showing signs of improvement while others remain concerning. Inflation, as measured by the Consumer

Teaser

Overall VC deal value continues to fall, but up QoQ

Read full article
Tracey Alper

by

Tracey Alper

Tracey Alper

by

Tracey Alper