Accessibility Links

Compliance Officer AVP

  • Location: Dublin
  • Salary: Benefits, Bonus
  • Job type: Permanent
  • Ref: MFAVPCOM22221
  • Recruiter: Matthew Fitzpatrick
This vacancy has now expired.

Compliance AVP - Active Asset Manager - Dublin

Our client is a Global Asset Management firm with a multi-asset class focus across their diverse range of funds covering Private Equity, Hedge, Infrastructure and Real estate to name a few.

As their domestic footprint post Brexit continues to grow they are keen to secure the services of a strong Compliance Officer who has an excellent track record across either Legal, Risk or Compliance within the Financial Services Sector, ideally coming from either a Funds, Asset or Investment Management background.

The main points.

  • Assist in a variety of day-to-day matters faced by an in-house compliance group related to a growing and global business, including management of conflicts of interest, documentation of trades between our funds, monitoring of non-public information and trading activities and monitoring compliance with anti-money laundering procedures
  • Support various business groups, including investment, marketing, accounting, operational and middle office departments
  • Reviewing and updating compliance policies
  • Updating risk matrices and the risk management framework
  • Monitoring and coordinating controls and oversight concerning funds management activities - CP86
  • Implementing controls and monitoring in relation to regulatory reporting and processes
  • Carrying out duties in respect of processes around MAR related matters
  • Liaise with external law firm in relation to governance and corporate secretarial matters
  • Assist with review of existing corporate governance structure and documentation (sig lists, POA etc) to ensure appropriate and accurate maintenance
  • Input into design of a training schedule for Dublin employees touching on both firm level and European specific training points, as well as the presentation of these trainings
  • Review and implementation of new regulatory requirements and coordinating the provision of guidance and advisory from Compliance
  • Assist with certain aspects of CBI and other regulatory reporting
  • Assist with advising Marketing and Legal & Compliance colleagues on ad hoc queries relating to marketing of investment funds in EMEA (including AIFMD soft marketing, fund registration and reverse inquiries) and MiFID Client Classification rules

The ideal candidate will have gained at least 6 years Compliance experience coming from a Financial Services background ad will have the tertiary qualifications to compliment this experience.

On offer is the opportunity to join one of the world's leading Investment Management firms who are embarking on a considerable investment into their Irish Operations and footprint. There is a considerable base salary, benefits package and bonus associated with the opportunity, not to mention the career development.

For further information please contact Matt Fitzpatrick in Marks Sattin.

Related Jobs
Related Articles
Recently Viewed Jobs