You need to enable JavaScript in order to use the AI chatbot tool powered by ChatBot

Compliance Officer, MLRO & Internal Control

London

Compliance Officer, MLRO & Internal Control

£65000 - £70000 per annum
aqdx

London

The details

This vacancy has now expired.

Start your job search

A boutique bank with offices in London and headquartered in Asia is looking for an Internal Controls / Compliance & MLRO Manager.

Importantly, this position requires the incumbents' registration with the UK Regulator(s) under the Senior Managers Regime to perform the following Financial Conduct Authority (FCA) / Prudential Regulation Authority (PRA): Senior Managers Regime (SMR) functions -

  • FCA - SMF 16 Compliance Oversight function; and
  • FCA - SMF 17 Money Laundering Reporting function.

Prescribed Responsibilities -

  • Compliance Oversight - responsible for ensuring the governing body is informed of its legal and regulatory obligations;
  • Money Laundering Reporting - overall responsibility for the firm's policies and procedures for countering the risk that the firm might be used to further financial crime;

Responsibilities:

  1. Remain aware of all local regulatory developments, parent company's requirements as well as internal policy and procedures of BMEL.
  2. Perform internal control function and monitor the day to day operation of BMEL.
  3. Oversee that all transactions of the Bank are performed in compliance with all statutory requirements.
  4. Assist Management develop policies and procedures in line with the Financial Conduct Authority (FCA), Prudential Regulation Authority (PRA), UK Law and parent company's requirements.
  5. Retain awareness to all regulatory developments and monitor the day to day operation of the BMEL's anti-money laundering policies.
  6. Respond to any request for information from the FCA, PRA or other regulatory body.

jobs

Related jobs

Credit Controller

Salary:

Up to £30,000 per annum

Location:

Wrexham

Industry

Manufacturing

Qualification

None specified

Market

Commerce & Industry

Salary

£30,000 - £35,000

Job Discipline

Part Qualified & Transactional Finance

Contract Type:

Permanent

Description

Credit Controller

Reference

BBBH190097

Expiry Date

01/01/01

Glenn Fyfe

Author

Glenn Fyfe
Glenn Fyfe

Author

Glenn Fyfe
Find out more
Credit Controller

Salary:

Up to £30,000 per annum

Location:

Leeds, West Yorkshire

Industry

Business Services

Qualification

None specified

Market

Commerce & Industry

Salary

£30,000 - £35,000

Job Discipline

Part Qualified & Transactional Finance

Contract Type:

Permanent

Description

Credit Controller - Leeds

Reference

BBBH190205

Expiry Date

01/01/01

Cameron  Walsh

Author

Cameron Walsh
Find out more
View all jobs
posts

Related articles

Business Confidence Report 2025 | Your strategic compass for H2
Business Confidence Report 2025 | Your strategic compass for H2

Teaser

General

Content Type

Market Insight Reports

10/07/25

Summary

UK & Ireland Finance Job Market determined to outperform 2024 Despite mounting economic headwinds and a barrage of uncertainty both domestically and globally, 50% of finance, tech and legal

Teaser

Discover business confidence trends for H2 in our market research report

Read full article
Matthew Wilcox

by

Matthew Wilcox

Matthew Wilcox

by

Matthew Wilcox

Key trends shaping the 2025 European Private Capital Market
Key trends shaping the 2025 European Private Capital Market

Teaser

Executive Search

Content Type

General

08/07/25

Summary

In December 2024, pitchbook shared six key predictions in our 2025 EMEA Private Capital Outlook. Now, as we reach the halfway point of the year, this article offers a brief overview of how tho

Teaser

What’s ahead for private investing in Europe this year?

Read full article
Tracey Alper

by

Tracey Alper

Tracey Alper

by

Tracey Alper

The rise of fractional working in the UK & Ireland
The rise of fractional working in the UK & Ireland

Teaser

General

Content Type

General

01/07/25

Summary

Fractional working, the practice of engaging talent on a part-time, flexible basis across multiple organisations, is gaining momentum in the UK and Ireland. This trend has been catalysed by th

Teaser

Discover the emergence of fractional working in the UK and Ireland

Read full article
Alastair Paterson

by

Alastair Paterson

Alastair Paterson

by

Alastair Paterson