Senior Regulatory Compliance Officer
- Permanent
City of London, London
The details
This is a new hire within the team as they're expanding their UK operations. You will be working closely with the senior leadership, building the regulatory framework and aiding in strategic decision making.
Responsibilities:
- Develop, update, and enforce compliance-related policies.
- Prepare and submit essential regulatory reports such as CRS, FATCA, MiFIR, and EMIR
- Conduct regular audits and risk assessments to identify and mitigate compliance gaps, particularly on export controls and artificial intelligence matters.
- Prepare and present reports on compliance activities, risks, and incidents to Senior Management.
- Stay ahead of regulatory changes at the international, EU, and national levels.
Requirements:
- 10+ years of experience in regulatory compliance, audit, or risk function
- Financial Services Background
- European & Global Regulatory compliance experience
This is an exceptional role for a great organisation with a driven and ambitious team, feel free to apply to be considered for the role.
We are happy to provide application and/or accessibility support, please contact your Marks Sattin or Grafton consultant directly to discuss your needs. We're committed to protecting the privacy of all our candidates and clients, please visit https://www.markssattin.co.uk/privacy and https://uk.grafton-recruitment.com/en/privacy-policy-1 for our privacy policy.
Related jobs
Salary:
£25,000 - £28,000 per annum
Location:
Leeds, West Yorkshire
Industry
Business Services
Qualification
None specified
Market
Commerce & Industry
Salary
£25,000 - £30,000
Job Discipline
Part Qualified & Transactional Finance
Contract Type:
Permanent
Description
Purchase ledger clerk role in East Leeds
Reference
BBBH188162
Expiry Date
01/01/01
Author
Cameron WalshAuthor
Cameron WalshSalary:
£45,000 - £55,000 per annum
Location:
Leeds, West Yorkshire
Industry
Business Services
Qualification
None specified
Market
Financial Services
Salary
£50,000 - £60,000
Job Discipline
Tax
Contract Type:
Permanent
Description
.
Reference
BBBH188290
Expiry Date
01/01/01
Author
Aleksandra TaranovskajaAuthor
Aleksandra TaranovskajaSalary:
£50,000 - £60,000 per annum
Location:
Chester, Cheshire
Industry
Education
Qualification
Fully qualified
Market
Commerce & Industry
Salary
£60,000 - £70,000
Job Discipline
Qualified Finance
Contract Type:
Contract
Description
FP&A Specialist | Chester | Hybrid | 4-5 month contract | Up to £60,000
Reference
BBBH188298
Expiry Date
01/01/01
Author
Jamie MillerAuthor
Jamie MillerSalary:
£180 - £220 per day + per day via umbrella
Location:
London
Industry
Investment Banking & Capital Markets
Qualification
Part qualified
Market
Financial Services
Salary
£150 - £250
Job Discipline
Part Qualified & Transactional Finance
Contract Type:
Contract
Description
Bank Reconciliation Administrator - Financial Services - 3-6-month contract £180 - £220 per day via umbrella (dependant on experience).
Reference
BBBH188168
Expiry Date
01/01/01
Author
Deem NaPattaloongAuthor
Deem NaPattaloongRelated articles

Teaser
Finance & AccountingContent Type
General
28/05/25
Summary
The UK's financial industry remains a cornerstone of the national economy. Jobs in finance contributed £202 billion toward the economy, equating to a 8.8% of total economic output. With its global r
by
Nathan Jones

Teaser
TechnologyContent Type
General
20/04/25
Summary
In the competitve UK tech landscape, securing top-tier softwared engineers is more than challenging than ever. The UK tech sector retains the number 1 spot in Europe and number 3 in the world as
by
Shammi Choudhury

Teaser
Commerce & IndustryContent Type
General
01/04/25
Summary
Transitioning from an accountancy practice into your first role in industry is a significant milestone in your professional journey. As a newly qualified ACA accountant, you bring a strong f
by
Hannah Spears