You need to enable JavaScript in order to use the AI chatbot tool powered by ChatBot

Senior Regulatory Compliance Officer

City of London, London

Senior Regulatory Compliance Officer

  1. Permanent
£100,000 - £110,000 per annum + + bonus + benefits
BBBH183404

City of London, London

The details

This is a new hire within the team as they're expanding their UK operations. You will be working closely with the senior leadership, building the regulatory framework and aiding in strategic decision making.

Responsibilities:

  • Develop, update, and enforce compliance-related policies.
  • Prepare and submit essential regulatory reports such as CRS, FATCA, MiFIR, and EMIR
  • Conduct regular audits and risk assessments to identify and mitigate compliance gaps, particularly on export controls and artificial intelligence matters.
  • Prepare and present reports on compliance activities, risks, and incidents to Senior Management.
  • Stay ahead of regulatory changes at the international, EU, and national levels.

Requirements:

  • 10+ years of experience in regulatory compliance, audit, or risk function
  • Financial Services Background
  • European & Global Regulatory compliance experience

This is an exceptional role for a great organisation with a driven and ambitious team, feel free to apply to be considered for the role.

We are happy to provide application and/or accessibility support, please contact your Marks Sattin or Grafton consultant directly to discuss your needs. We're committed to protecting the privacy of all our candidates and clients, please visit https://www.markssattin.co.uk/privacy and https://uk.grafton-recruitment.com/en/privacy-policy-1 for our privacy policy.

jobs

Related jobs

Purchase Ledger Clerk

Salary:

£25,000 - £28,000 per annum

Location:

Leeds, West Yorkshire

Industry

Business Services

Qualification

None specified

Market

Commerce & Industry

Salary

£25,000 - £30,000

Job Discipline

Part Qualified & Transactional Finance

Contract Type:

Permanent

Description

Purchase ledger clerk role in East Leeds

Reference

BBBH188162

Expiry Date

01/01/01

Cameron  Walsh

Author

Cameron Walsh
Find out more
Tax Advisory Assistant Manager/ Manager

Salary:

£45,000 - £55,000 per annum

Location:

Leeds, West Yorkshire

Industry

Business Services

Qualification

None specified

Market

Financial Services

Salary

£50,000 - £60,000

Job Discipline

Tax

Contract Type:

Permanent

Description

.

Reference

BBBH188290

Expiry Date

01/01/01

Aleksandra  Taranovskaja Find out more
Interim FP&A Specialist

Salary:

£50,000 - £60,000 per annum

Location:

Chester, Cheshire

Industry

Education

Qualification

Fully qualified

Market

Commerce & Industry

Salary

£60,000 - £70,000

Job Discipline

Qualified Finance

Contract Type:

Contract

Description

FP&A Specialist | Chester | Hybrid | 4-5 month contract | Up to £60,000

Reference

BBBH188298

Expiry Date

01/01/01

Jamie Miller

Author

Jamie Miller
Find out more
Bank Reconciliation - Contract - Financial Services

Salary:

£180 - £220 per day + per day via umbrella

Location:

London

Industry

Investment Banking & Capital Markets

Qualification

Part qualified

Market

Financial Services

Salary

£150 - £250

Job Discipline

Part Qualified & Transactional Finance

Contract Type:

Contract

Description

Bank Reconciliation Administrator - Financial Services - 3-6-month contract £180 - £220 per day via umbrella (dependant on experience).

Reference

BBBH188168

Expiry Date

01/01/01

Deem NaPattaloong Find out more
View all jobs
posts

Related articles

finance jobs
Optimise your UK finance careers job search: 5 strategies for success

Teaser

Finance & Accounting

Content Type

General

28/05/25

Summary

The UK's financial industry remains a cornerstone of the national economy. Jobs in finance contributed £202 billion toward the economy, equating to a 8.8% of total economic output. With its global r

Teaser

Discover the top 5 strategies to enhance your job search in the UK finance industry.

Read full article
Nathan  Jones

by

Nathan Jones

Nathan  Jones

by

Nathan Jones

Tips to attract the best software engineering candidates
Tips to attract the best software engineering candidates

Teaser

Technology

Content Type

General

20/04/25

Summary

In the competitve UK tech landscape, securing top-tier softwared engineers is more than challenging than ever. The UK tech sector retains the number 1 spot in Europe and number 3 in the world as

Teaser

Learn about software engineering candidate preferences.

Read full article
Shammi  Choudhury

by

Shammi Choudhury

Shammi  Choudhury

by

Shammi Choudhury

Making the Most of Your First ACA Qualified Role in Industry
Making the Most of Your First ACA Qualified Role in Industry

Teaser

Commerce & Industry

Content Type

General

01/04/25

Summary

Transitioning from an accountancy practice into your first role in industry is a significant milestone in your professional journey. As a newly qualified ACA accountant, you bring a strong f

Teaser

Looking to make your first move into industry? We can help!

Read full article
Hannah Spears

by

Hannah Spears

Hannah Spears

by

Hannah Spears