Governance

Sub disciplines

Our governance team was established to unite our compliance, risk and internal audit offering under one banner. We work collaboratively with our client’s different business lines in order to provide specialised and catered services, understanding how each CRO, CCO or CIAO likes to establish their department.

Our consultants are experts in their fields and work alongside their clients who operate in a variety of industries including commerce and industry, global banking institutions, asset managers, money services businesses, consumer credit and challenger banks as well as professional consultancies.

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Senior IT Auditor | Leeds

Salary:

Negotiable

Location:

Leeds, West Yorkshire

Market

Commerce & Industry

Job Discipline

IT Audit

Industry

Insurance

Salary

£35,000 - £40,000

Qualification

Finalist / Newly qualified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

Well recognised risk advisory firm based in Leeds is currently recruiting for an IT Audit to work across the northern markets.

** DEFAULT listwidget.vacancypartial.reference - en-GB **

BBBH161531_1601287748

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

26/10/20

David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
Find out more
Senior Internal Auditor

Salary:

£33,000 - £42,000 per annum

Location:

Leeds, West Yorkshire

Market

Professional Services

Job Discipline

Internal Audit

Industry

Professional Services

Salary

£40,000 - £50,000

Qualification

Fully qualified

Contract Type:

Permanent

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Marks Sattin is currently working with a well-respected firm who is recruiting for a Senior Internal Auditor.

** DEFAULT listwidget.vacancypartial.reference - en-GB **

BBBH161507_1601021834

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

23/10/20

David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
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Senior Internal Auditor (Insurance)

Salary:

£40,000 - £55,000 per annum + + 20% Performance Related Bonus + Benefits

Location:

London

Market

Financial Services

Job Discipline

Internal Audit

Industry

Insurance

Salary

£50,000 - £60,000

Qualification

Finalist / Newly qualified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

We are working with a leading global Insurance firm who are looking to bring on board a Senior Auditor to join the team in London.

** DEFAULT listwidget.vacancypartial.reference - en-GB **

SIA920_1600169652

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

06/10/20

Deem NaPattaloong

** DEFAULT listwidget.vacancypartial.author - en-GB **

Deem NaPattaloong
Deem NaPattaloong

** DEFAULT listwidget.vacancypartial.author - en-GB **

Deem NaPattaloong
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Compliance Officer

Salary:

£24,000 - £32,000 per annum

Location:

South Yorkshire

Market

Commerce & Industry

Job Discipline

Compliance

Industry

Professional Services

Salary

£30,000 - £35,000

Qualification

None specified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

Marks Sattin is currently recruiting for a Compliance Officer to work for this highly successful and diverse group.

** DEFAULT listwidget.vacancypartial.reference - en-GB **

DCL161085

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

16/11/20

David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
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Regulatory Reporting Consultant

Salary:

€54,217 - €58,735 per annum

Location:

Dublin

Market

Financial Services

Job Discipline

Compliance

Industry

Investment Banking & Capital Markets

Salary

£50,000 - £60,000

Qualification

None specified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

We are working with an exciting and growing organisation based in Dublin as part of their global organisation

** DEFAULT listwidget.vacancypartial.reference - en-GB **

BBBH161546_1601375495

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

27/10/20

Sarah Fallon

** DEFAULT listwidget.vacancypartial.author - en-GB **

Sarah Fallon
Sarah Fallon

** DEFAULT listwidget.vacancypartial.author - en-GB **

Sarah Fallon
Find out more
Commodities - Market Risk Manager

Salary:

£75,000 - £95,000 per annum + Bonus + Benefits

Location:

London

Market

Financial Services

Job Discipline

Risk

Industry

Energy, Resources and Industrial

Salary

£80,000 - £100,000

Qualification

None specified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

My CLient are an oil major that are looking to hire a Market risk Manager.

** DEFAULT listwidget.vacancypartial.reference - en-GB **

NGUOL

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

17/11/20

Nicholas Georgiou

** DEFAULT listwidget.vacancypartial.author - en-GB **

Nicholas Georgiou
Nicholas Georgiou

** DEFAULT listwidget.vacancypartial.author - en-GB **

Nicholas Georgiou
Find out more
Credit Risk Modelling Manager

Salary:

£45,000 - £60,000 per annum + + Bonus + Benefits

Location:

London

Market

Financial Services

Job Discipline

Risk

Industry

Investment Banking & Capital Markets

Salary

£60,000 - £70,000

Qualification

None specified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

We are working with an exciting bank who is looking to bring on board a Credit Risk Modelling Manager to join the team in London.

** DEFAULT listwidget.vacancypartial.reference - en-GB **

CRM1020

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

28/10/20

Deem NaPattaloong

** DEFAULT listwidget.vacancypartial.author - en-GB **

Deem NaPattaloong
Deem NaPattaloong

** DEFAULT listwidget.vacancypartial.author - en-GB **

Deem NaPattaloong
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Senior Internal Auditor

Salary:

£36,000 - £43,000 per annum

Location:

Leeds, West Yorkshire

Market

Professional Services

Job Discipline

Internal Audit

Industry

Professional Services

Salary

£40,000 - £50,000

Qualification

Finalist / Newly qualified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

Marks Sattin is currently working with a leading firm who are expanding their Internal Audit offering and recruiting for a Senior Internal Auditor

** DEFAULT listwidget.vacancypartial.reference - en-GB **

DCL161776

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

02/11/20

David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
Find out more
Senior IT Auditor

Salary:

£33,000 - £45,000 per annum

Location:

Leeds, West Yorkshire

Market

Professional Services

Job Discipline

IT Audit

Industry

Professional Services

Salary

£40,000 - £50,000

Qualification

None specified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

Marks Sattin is working with a leading firm who are recruiting for a Senior IT Auditor

** DEFAULT listwidget.vacancypartial.reference - en-GB **

BBBH161132_1599753545

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

01/10/20

David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
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Compliance Officer AIFM

Salary:

€63,253 - €72,289 per annum + Benefits + Bonus

Location:

Luxembourg, Luxembourg (Canton)

Market

Financial Services

Job Discipline

Compliance

Industry

Investment Management

Salary

£70,000 - £80,000

Qualification

None specified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

We are working exclusively with a debt AIFM headquartered in London that are looking for a mid-level Compliance Officer to join their Luxembourg office.

** DEFAULT listwidget.vacancypartial.reference - en-GB **

NGULUXAIFM

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

02/11/20

Nicholas Georgiou

** DEFAULT listwidget.vacancypartial.author - en-GB **

Nicholas Georgiou
Nicholas Georgiou

** DEFAULT listwidget.vacancypartial.author - en-GB **

Nicholas Georgiou
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Assistant Compliance Monitoring Officer

Salary:

£25,000 - £35,000 per annum + + Bonus + Benefits + Study Contract

Location:

London

Market

Financial Services

Job Discipline

Compliance

Industry

Investment Banking & Capital Markets

Salary

£35,000 - £40,000

Qualification

None specified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

We are working with an exciting bank who is looking to bring on board an Assistant Compliance Officer to join the team in London.

** DEFAULT listwidget.vacancypartial.reference - en-GB **

ACM1020

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

26/10/20

Deem NaPattaloong

** DEFAULT listwidget.vacancypartial.author - en-GB **

Deem NaPattaloong
Deem NaPattaloong

** DEFAULT listwidget.vacancypartial.author - en-GB **

Deem NaPattaloong
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Commodities Market Risk Analyst - Brussels

Salary:

€49,699 - €67,771 per annum + + Help With Relocation + Bonus + Benefits

Location:

Brussels

Market

Financial Services

Job Discipline

Risk

Industry

Energy, Resources and Industrial

Salary

£60,000 - £70,000

Qualification

None specified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

We are working with a global commodities firm who are looking to bring on board a Market Risk Analyst to join the Gas & Power team in Brussels (the business will help you with relocation)!

** DEFAULT listwidget.vacancypartial.reference - en-GB **

MRB920_1600961236

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

15/10/20

Deem NaPattaloong

** DEFAULT listwidget.vacancypartial.author - en-GB **

Deem NaPattaloong
Deem NaPattaloong

** DEFAULT listwidget.vacancypartial.author - en-GB **

Deem NaPattaloong
Find out more
Money Laundering Reporting Officer

Salary:

€45,180 - €49,699 per annum

Location:

Dublin City Centre, Dublin

Market

Financial Services

Professional Services

Job Discipline

Compliance

Industry

Professional Services

Salary

£40,000 - £50,000

Qualification

None specified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

AML? CTF legislation? Regulation? Are these all things you are competent and interested in? Then this role could be for you!

** DEFAULT listwidget.vacancypartial.reference - en-GB **

BBBH161331_1600275204

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

14/10/20

Sarah Fallon

** DEFAULT listwidget.vacancypartial.author - en-GB **

Sarah Fallon
Sarah Fallon

** DEFAULT listwidget.vacancypartial.author - en-GB **

Sarah Fallon
Find out more
Risk analyst - Luxembourg -

Salary:

€54,217 - €67,771 per annum + +Benefits and Bonus

Location:

Luxembourg, Luxembourg (Canton)

Market

Financial Services

Job Discipline

Risk

Industry

Investment Management

Salary

£60,000 - £70,000

Qualification

None specified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

.

** DEFAULT listwidget.vacancypartial.reference - en-GB **

NGULUXR

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

02/11/20

Nicholas Georgiou

** DEFAULT listwidget.vacancypartial.author - en-GB **

Nicholas Georgiou
Nicholas Georgiou

** DEFAULT listwidget.vacancypartial.author - en-GB **

Nicholas Georgiou
Find out more
IT Internal Controls Manager

Salary:

Negotiable

Location:

Leeds, West Yorkshire

Market

Commerce & Industry

Job Discipline

IT Audit

Industry

Technology

Salary

£50,000 - £60,000

Qualification

Fully qualified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

Marks Sattin is recruiting for an IT Controls Manager working in the Governance team.

** DEFAULT listwidget.vacancypartial.reference - en-GB **

BBBH161237_1600083496

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

12/10/20

David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
Find out more
Senior Compliance officer - Private Equity

Salary:

€76,807 - €90,361 per annum + Benefits + Bonus

Location:

Luxembourg, Luxembourg (Canton)

Market

Financial Services

Job Discipline

Compliance

Industry

Private Equity

Salary

£80,000 - £100,000

Qualification

None specified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

.

** DEFAULT listwidget.vacancypartial.reference - en-GB **

NGUlux

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

02/11/20

Nicholas Georgiou

** DEFAULT listwidget.vacancypartial.author - en-GB **

Nicholas Georgiou
Nicholas Georgiou

** DEFAULT listwidget.vacancypartial.author - en-GB **

Nicholas Georgiou
Find out more
Senior IT Audit Manager

Salary:

£65,000 - £78,000 per annum

Location:

West Yorkshire

Market

Commerce & Industry

Job Discipline

IT Audit

Industry

Technology

Salary

£70,000 - £80,000

Qualification

Fully qualified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

Marks Sattin is currently working with a business based in West Yorkshire who is looking for support across the Technology Audit team .

** DEFAULT listwidget.vacancypartial.reference - en-GB **

BBBH160478_1601284672

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

26/10/20

David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
Find out more
Senior Internal Auditor | Leeds City Centre

Salary:

Negotiable

Location:

Leeds, West Yorkshire

Market

Commerce & Industry

Job Discipline

Internal Audit

Industry

Investment Banking & Capital Markets

Salary

£40,000 - £50,000

Qualification

Finalist / Newly qualified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

Marks Sattin is exclusively working with a business based in the center of Leeds who are recruiting for a Senior Internal Auditor.

** DEFAULT listwidget.vacancypartial.reference - en-GB **

BBBH160486

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

02/11/20

David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
Find out more
Head of Compliance SMF16 / SMF17

Salary:

£100,000 - £120,000 per annum + benefits + Bonus

Location:

London

Market

Financial Services

Job Discipline

Compliance

Industry

Investment Banking & Capital Markets

Salary

£100,000 - £125,000

Qualification

None specified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

My client are looking to hire a Head of compliance with experience in the broking sector.

** DEFAULT listwidget.vacancypartial.reference - en-GB **

NGUFX97

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

10/11/20

Nicholas Georgiou

** DEFAULT listwidget.vacancypartial.author - en-GB **

Nicholas Georgiou
Nicholas Georgiou

** DEFAULT listwidget.vacancypartial.author - en-GB **

Nicholas Georgiou
Find out more
Senior IT Auditor

Salary:

£33,000 - £42,000 per annum

Location:

Leeds, West Yorkshire

Market

Professional Services

Job Discipline

IT Audit

Industry

Professional Services

Salary

£40,000 - £50,000

Qualification

None specified

Contract Type:

Permanent

** DEFAULT listwidget.vacancypartial.description - en-GB **

Marks Sattin is working with a leading firm who are recruiting for a Senior IT Auditor

** DEFAULT listwidget.vacancypartial.reference - en-GB **

BBBH161132_1601286490

** DEFAULT listwidget.vacancypartial.expirydate - en-GB **

19/10/20

David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
David Clamp

** DEFAULT listwidget.vacancypartial.author - en-GB **

David Clamp
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Will IR35 affect your business?
Will IR35 affect your business?

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General

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General

20/06/19

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Employees in the United Kingdom can be categorised as full-time, part-time, casual, freelance and contract workers, with the self-employed bracket now making up 15% of the entire working population. The number of self-employed workers jumped from 3.3 million in 2001 to 4.8 million in 2017, with a corresponding fall in the unemployment rate showing the overall boost in jobs growth from the rise in self-employment. However, the attractive market for freelancers and contractors has been hit with some uncertainty in recent times, thanks largely to the 2018 Autumn Budget’s announcement of IR35 tax reforms. Here’s what the new IR35 rules could mean for you and your business: What is IR35? IR35 is a piece of legislation originally introduced to the UK in 1999. Its purpose is to differentiate between those workers who operate as genuine contractors and those who work as ‘disguised’ employees to avoid paying tax. It came about to challenge contractors who were taking advantage of the tax efficiencies of working through a limited company, with the aim of defending both the Exchequer from lost taxes and protecting workers’ rights from unscrupulous employees. However, the IR35 has proven to be ambiguous for many, with some contractors taking advantage of loopholes and a lack of clarity. Hence, the new IR35 rules aim to tighten up the contractor market and ensure tax avoidance loopholes are closed. How does IR35 work? There are three principles that can help to determine employment status and whether a contractor falls inside or outside IR35: Control (the degree of control the client has over the work a contractor does and how and when they do it) Substitution (whether the worker needs to do the work themselves or if they could send a substitute in their place) Mutuality of obligation (whether the employer is obliged to offer work and the contractor is obliged to accept it). Additionally, the contract type, provision of equipment and whether a worker is “part and parcel” of a business can all help to determine whether someone falls inside or outside IR35. The change in IR35 rules shifts the responsibility to determine tax status away from the contractor and onto the business that takes them on. Until now, contractors have been able to self-determine their status, however as of April 2020, when the new rules come into effect for the private sector, companies will risk being fined if they don’t make the correct assessment.  How will IR35 impact contract workers? It’s anticipated that many contract workers who have been enjoying the tax benefits of working outside IR35 will fall under the legislation when employers are tasked with determining their status. This will see more contractors having tax and National Insurance contributions deducted from their pay. However, if you operate as a legitimate small business and are determined to work outside of IR35, you will not be affected by the rule changes. How will IR35 impact employers? The major change for businesses is that they will now be responsible for determining the IR35 status of any contractor working for the company. The new rules will only apply to medium and large sized businesses, so contractors who work for small businesses can continue to set their own IR35 statuses. Those businesses that the IR35 rule changes do apply to will face paying back taxes and fines should they be found to be noncompliant. What should I do to prepare for IR35? Contractors may wish to speak to an accountant or personal finance expert to determine whether IR35 will impact them and if a move to permanent work may prove to be more beneficial after the rules come into effect. For many, contracting will remain appealing regardless of increased tax responsibilities, however it’s important to factor in any change in income that IR35 may bring about. Businesses are being warned not to make blanket assessments that cover all their contractors, as this can leave workers without a fair assessment and risk them paying unnecessary taxes without equivalent employment rights. Instead, businesses should consider IR35 status on a case-by-case basis or they may risk losing out on top talent. The HMRC has released a consultation document for businesses to prepare for the IR35 changes, recommending identifying and reviewing current contract workforce status and putting processes in place for taking on new workers. At Marks Sattin, we pride ourselves on keeping abreast of all industry legislation, updates and changes that affect our candidates and clients. Speak with us about how we can help you. References: https://www.bbc.co.uk/news/business-44887623 https://www.ons.gov.uk/employmentandlabourmarket/peopleinwork/employmentandemployeetypes/articles/trendsinselfemploymentintheuk/2018-02-07 https://www.contractorcalculator.co.uk/what_is_ir35.aspx https://www.axa.co.uk/business-insurance/business-guardian-angel/how-ir35-changes-will-affect-freelancers-and-self-employed-contractors/ https://www.telegraph.co.uk/business/ir35-rules/new-contractor-tax/ https://www.telegraph.co.uk/business/ir35-rules/how-will-new-rules-impact-business/ HMRC consultation document

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Employees in the United Kingdom can be categorised as full-time, part-time, casual, freelance and contract workers

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Pres Pillai

by

Pres Pillai

Pres Pillai

by

Pres Pillai

Summary: FCA Business Plan 2018/19
Summary: FCA Business Plan 2018/19

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Governance

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General

25/04/18

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Marks Sattin's Compliance and Financial Crime Recruitment Manager, David Phan, recently put together a summary of the FCA's Business Plan 2018/19, which identifies the sector priorities and key cross-sector priorities that will be put in place over the next 12 months. This year the FCA have placed an understandable focus on the EU withdrawal, with its progress being watched closely as the industry seeks to advance its own Brexit plans.  This summary covers the following areas set out by the FCA: • EU Withdrawal • Business Plan • Cross Sector Priorities Agendas • Sector Priorities • Key activities at a glance • High-cost credit • Wholesale financial markets • Investment Management • Retail Lending • Retail Banking Please click here to download the full report. For more information on the compliance market - if you're looking for a new challenge or an organisation seeking additional expertise, please email  David.Phan@markssattin.com or call +44 (0)20 7747 9653.

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Nicholas Georgiou

by

Nicholas Georgiou

Nicholas Georgiou

by

Nicholas Georgiou