You need to enable JavaScript in order to use the AI chatbot tool powered by ChatBot

AVP - Regulatory Compliance Advisory

City of London, London

AVP - Regulatory Compliance Advisory

  1. Permanent
£60,000 - £80,000 per annum + + Bonus + Benefits
BBBH184338

City of London, London

The details

This vacancy has now expired.

Start your job search

Assistant Vice President - Regulatory Compliance Advisory

  • Location: London, UK
  • Employment Type: Full-Time, Permanent
  • 4 Days a Week in the office (1-day WFH).

Company Overview:

  • An established Global Bank is looking to appoint an Assistant Vice President within its Compliance Advisory function covering the retail banking division of the bank.

What we are looking for:

  • The successful candidate must have compliance advisory experience within the retail banking space. Experience in Consumer Duty is a massive plus.

Core Responsibilities:

  • Lead the review and challenge of business-led compliance risk assessments and internal controls
  • Support the development and implementation of Key Risk Indicators (KRIs) across relevant units
  • Design, maintain and report on compliance metrics, dashboards, and heat maps
  • Provide regulatory interpretation and practical guidance relating to payments, depositor protection (FSCS), and obligations under the PSR
  • Monitor and evaluate upcoming regulatory developments.
  • Draft, revise and embed policies and internal frameworks aligned to new regulatory expectations
  • Act as a senior compliance advisor, with robust knowledge of FCA requirements including COBS, MCOBs, BCOBS, CONC, DISP, SYSC, PRIN 12, and FSCS
  • Offer day-to-day guidance and regulatory support to operational teams and business leaders
  • Represent the Compliance function at governance meetings and contribute to product and service development from a regulatory lens
  • Contribute to the creation and rollout of compliance training and internal awareness sessions
  • Assist with team oversight, project delivery, and regulatory reporting initiatives



Requirements:

  • Regulatory Compliance Advisory Experience within the retail banking space.
  • Knowledge of Consumer Duty is a massive plus!
  • Professional qualifications in compliance is a plus but not a requirement.
  • Strong understanding of conduct risk, consumer protection rules, and regulatory change management
  • Excellent analytical and communication skills with the ability to simplify complex issues
  • Confident report writer with the ability to influence and build relationships at all levels
  • A proactive, team-oriented mindset with a detail-focused approach to problem solving.






We are happy to provide application and/or accessibility support, please contact your Marks Sattin or Grafton consultant directly to discuss your needs. We're committed to protecting the privacy of all our candidates and clients, please visit https://www.markssattin.co.uk/privacy and https://uk.grafton-recruitment.com/en/privacy-policy-1 for our privacy policy.

jobs

Related jobs

Interim Group Financial Controller

Salary:

£600 - £700 per day

Location:

Birmingham, West Midlands

Industry

Business Services

Qualification

Fully qualified

Market

Commerce & Industry

Salary

£350 - £450

Job Discipline

Qualified Finance

Contract Type:

Contract

Description

Marks Sattin are working with a reputable organisation in the Midlands to recruit a Group Financial Controller on a 9-12 month contract basis.

Reference

MS0307AM

Expiry Date

01/01/01

Anthony Mills

Author

Anthony Mills
Find out more
Purchase Ledger Clerk

Salary:

£28,000 - £30,000 per annum

Location:

Leeds, West Yorkshire

Industry

Business Services

Qualification

None specified

Market

Commerce & Industry

Salary

£30,000 - £35,000

Job Discipline

Part Qualified & Transactional Finance

Contract Type:

Permanent

Description

Purchase ledger clerk - Up to £30k!

Reference

BBBH190091

Expiry Date

01/01/01

Cameron  Walsh

Author

Cameron Walsh
Find out more
UK Indirect Tax Manager

Salary:

£75,000 - £85,000 per annum + plus bonus and belefits

Location:

Leeds, West Yorkshire

Industry

Business Services

Qualification

Fully qualified

Market

Commerce & Industry

Salary

£80,000 - £100,000

Job Discipline

Tax

Contract Type:

Permanent

Description

Marks Sattin is working with a fast-growing, internationally active business in the professional services sector, seeking a UK Indirect Tax Manager

Reference

BBBH190078

Expiry Date

01/01/01

Andy Craven

Author

Andy Craven
Andy Craven

Author

Andy Craven
Find out more
Credit Risk Manager - Car Finance

Salary:

£80,000 - £95,000 per annum + + 3 days WFH + Bonus + Benefits

Location:

London

Industry

Investment Banking & Capital Markets

Qualification

None specified

Market

Financial Services

Salary

£80,000 - £100,000

Job Discipline

Risk

Contract Type:

Permanent

Description

Credit Risk Strategy Manager - Vehicle Finance Hybrid working (3 days WFH)

Reference

BBBH190080

Expiry Date

01/01/01

Deem NaPattaloong Find out more
View all jobs
posts

Related articles

Why you need finance contractors to bolster your business
Why you need finance contractors to bolster your business

Teaser

Financial Services

Content Type

General

18/06/25

Summary

The interim and contracting industry currently accounts for a third of the world’s working population and is projected to reach $500 billion in gross volume in the next five years. Why has there

Teaser

Contract work meets rapidly changing needs. Find out more about the benefits of finance contractors.

Read full article
Stephanie Teale

by

Stephanie Teale

Stephanie Teale

by

Stephanie Teale

Tips to attract the best software engineering candidates
Tips to attract the best software engineering candidates

Teaser

Technology

Content Type

General

20/04/25

Summary

In the competitve UK tech landscape, securing top-tier softwared engineers is more than challenging than ever. The UK tech sector retains the number 1 spot in Europe and number 3 in the world as

Teaser

Learn about software engineering candidate preferences.

Read full article
Shammi  Choudhury

by

Shammi Choudhury

Shammi  Choudhury

by

Shammi Choudhury

Making the Most of Your First ACA Qualified Role in Industry
Making the Most of Your First ACA Qualified Role in Industry

Teaser

Commerce & Industry

Content Type

General

01/04/25

Summary

Transitioning from an accountancy practice into your first role in industry is a significant milestone in your professional journey. As a newly qualified ACA accountant, you bring a strong f

Teaser

Looking to make your first move into industry? We can help!

Read full article
Hannah Spears

by

Hannah Spears

Hannah Spears

by

Hannah Spears