Compliance Officer - Regulatory Compliance

Dublin City Centre, Dublin

Compliance Officer - Regulatory Compliance

  1. Permanent
Negotiable
BBBH164033

Dublin City Centre, Dublin

The details

This vacancy has now expired.

Start your job search

Compliance Officer - Regulatory Compliance required to join a mid sized organisation who are currently growing considerably. This is an excellent opportunity for experienced compliance officer looking for growth. The position will be PCF-39F: Regulatory Compliance and will be accountable for demonstrating adherence with all Irish and foreign legal and regulatory requirements.

The scope of the role includes the following duties in respect of the head office in Dublin but also in respect of all group entities located in Cayman, Malta & the UK (as well as any future group entities):

Duties will include:

  • Acting as Designated Person for PCF-39F: Regulatory Compliance
  • Maintaining an effective compliance framework such that the firm can operate in a compliant manner.
  • Regularly performing a compliance risk assessment to enable a risk-based approach when determining the scope of the monitoring programme
  • Maintaining a monitoring programme that takes into consideration all areas of the firm's activities.
  • Maintaining adequate policies & procedures to ensure compliance with the firm's legal & regulatory obligations
  • Addressing communication and guidance from the CBI in respect of compliance and regulatory matters
  • Ensuring all regulatory and legal filings are made on time including to the Central Bank of Ireland and other competent authorities


The successful candidate will have:

  • Detailed understanding of fund & management company operations
  • Minimum of 10 years compliance / regulatory experience in a regulated financial services business in the investment management industry
  • Excellent interpersonal and management skills
  • Clarity of analysis and of expression, both verbal and oral
  • Business Degree or equivalent
  • Professional qualification (e.g. legal / accounting / CFA / ACOI)
  • Must meet minimum requirements of Central Bank of Ireland fitness and probity rules in respect of a PCF holder
jobs

Related jobs

Tax Accountant

Salary:

£40,000 - £50,000 per annum

Location:

Manchester, Greater Manchester

Industry

Business Services

Qualification

None specified

Market

Financial Services

Salary

£50,000 - £60,000

Job Discipline

Tax

Contract Type:

Permanent

Description

.

Reference

BBBH180019

Expiry Date

01/01/01

Aleksandra  Taranovskaja Find out more
Finance Manager

Salary:

£35,000 - £42,000 per annum

Location:

Sheffield, South Yorkshire

Industry

Business Services

Qualification

Finalist / Newly qualified

Market

Financial Services

Salary

£40,000 - £50,000

Job Discipline

Newly Qualified Finance

Contract Type:

Permanent

Description

Are you passionate about making a difference in the lives of others? I'm working with a charity who are looking for a part-time Finance Manager.

Reference

BBBH180040

Expiry Date

01/01/01

Dean Folland

Author

Dean Folland
Find out more
Corporate Tax Accountant (4 month contract)

Salary:

Up to £400 per day

Location:

London

Industry

Investment Banking & Capital Markets

Qualification

Fully qualified

Market

Financial Services

Salary

£350 - £450

Job Discipline

Tax

Contract Type:

Contract

Description

Corporate Tax Accountant (4 month contract)

Reference

BBBH178574

Expiry Date

01/01/01

Paul Roche

Author

Paul Roche
Paul Roche

Author

Paul Roche
Find out more
View all jobs
posts

Related articles

How technology is impacting the future of risk and compliance jobs
How technology is impacting the future of risk and compliance jobs

Teaser

Governance

Content Type

Fintech

18/04/24

Summary

The role of risk and compliance in financial services  As a sizeable, growing portion of the financial services sector, risk and compliance play a vital role in ensuring that firms conduct busine

Teaser

With no signs of slowing down, strong risk and compliance is now more important than ever.

Read full article
David Clamp

by

David Clamp

David Clamp

by

David Clamp

Tips to attract the best software engineering candidates
Tips to attract the best software engineering candidates

Teaser

Technology

Content Type

General

19/03/24

Summary

The UK tech sector retains the number 1 spot in Europe and number 3 in the world as sector resilience brings continued growth. With this demand comes stiff competition. London offers a wide range

Teaser

Learn about software engineering candidate preferences.

Read full article
Ghazal Mayahi

by

Ghazal Mayahi

Ghazal Mayahi

by

Ghazal Mayahi

Accounting career paths for newly qualified accountants in the UK
Accounting career paths for newly qualified accountants in the UK

Teaser

Finance & Accounting

Content Type

Career Advice

31/01/24

Summary

ACA. ACCA. CIMA. AAT. ICAS. CIPFA.  If you’re reading this, you probably know what these qualifications are and understand the importance they hold in a career in accountancy.  Having an accountancy q

Teaser

Unlock accounting career paths in the UK.

Read full article
Ali Arslan

by

Ali Arslan

Ali Arslan

by

Ali Arslan