Senior Compliance Consultant

  1. Contract
Negotiable
SCCM21

Dublin

The details

This vacancy has now expired.

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Due to continued growth across their business from an operational point of view Post Brexit coupled with the ongoing changes to the regulatory landscape our client is seeking and experience Regulatory and Compliance professional who has 10+ years' experience in the market to come on board on a 12 Month Day Rate Contract basis.

The Role:

  • Support and work closely with the Designated Person for Regulatory Compliance in Ireland.
  • Contribute and advise on the design of compliance controls, policies and procedures to enable the firm to comply with relevant existing and upcoming regulations, law, and applicable codes.
  • Contribute to the creation of management reporting and communicate Compliance matters to senior management, corporate and/or fund boards and business partners.
  • Ensure regulatory reporting is made to the CBI on a timely basis.
  • Provide advice on regulations and on the application of the firm's compliance policies in relation to existing and new business initiatives, issue identification and breach resolution.
  • Represent or lead for Compliance on projects, including regulatory developments and key business initiatives.
  • Design and deliver effective regulatory training and guidance to the business.
  • Lead and contribute to responses to the CBI's requests for information, inspections, interviews and work collaboratively with key partners.
  • Establish strong partnerships with compliance colleagues in other EMEA locations and ensure the consistent application of controls, where possible.
  • As a senior member of the team, develop less experienced team members and support colleagues with knowledge sharing and cross-training.
  • Further cement the relationship between the compliance team and business partners and promote an outstanding compliance culture.
  • Look for opportunities to enhance the control environment, including through the use of technology.

Ideal Background.

The successful candidate will demonstrate a strong background across the Risk, Regulatory and or Compliance landscape within the Funds or Asset management sectors and be keen to work within the framework of the Fund Manager here locally.

We are seeking a seasoned professional with at least 10 + years' experience within the sector and someone who has developed a decent working knowledge surrounding UCITS, AIFMD and CP86.

Exceptional Day Rate on offer with this leading global fund manager.

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