Compliance Monitoring Officer
Northampton, Northamptonshire
Compliance Monitoring Officer
- Permanent
Northampton, Northamptonshire
The details
This vacancy has now expired.
Start your job searchMarks Sattin is delighted to be working with a growing consumer lending business based in the Northamptonshire area. Despite market conditions the business has continue to flourish, growing to over 80 staff so far. The business is seeking an ambitious and tenacious compliance monitoring officer to add to the team. So what are we looking for?
Responsibities:
- Provide assistance with compliance monitoring reviews
- Create and provide reports on compliance monitoring findings (monthly, quarterly and annually)
- Carry out outcome testing reviews
- Maintain up-to-date knowledge of FCA regulations pertinant to the business
- Support the wider compliance program for the buisness
Required skill set:
- Minium of 2 years work expeirence within FCA regulated compliance
- Experience of compliance monitong programs and frameworks
- Working knowledge of FCA rules, specifially CONC, SYSC and DISP
- Have a good understanding of TCF principles and positive customer outcomes
- Awarensss and understadning of data protection principles
- Strong communication and interpersonal skills
- Ability to influence management and to lead and work collaboratively across teams
Nice to have:
- Experience of motor finance
- Financial services qualification (ICA etc)
Sound like the job for you? Apply now!
Sign up for job alerts
Enter your email below to receive alerts to your inbox when similar jobs become available.
By clicking "Sign-up" below you are consenting to receive jobs to your inbox, based on the search criteria you have selected, as per our privacy policy.
Related jobs
Salary:
£200 - £220 per day + Via Umbrella + Hybrid Working
Location:
London
Industry
Investment Banking & Capital Markets
Qualification
None specified
Market
Financial Services
Salary
£150 - £250
Job Discipline
Compliance
Contract Type:
Contract
Description
AML Compliance Officer - 5-month Contract (Banking)
Reference
BBBH194176
Expiry Date
01/01/01
Author
Deem NaPattaloongAuthor
Deem NaPattaloongSalary:
£500 - £550 per day
Location:
Warwick, Warwickshire
Industry
Professional Services
Qualification
None specified
Market
Commerce & Industry
Salary
£350 - £450
Job Discipline
Change Management
Contract Type:
Contract
Description
Utilities firm seeks an experienced Business Change Analyst
Reference
BBBH194170
Expiry Date
01/01/01
Author
Oliver BradleyAuthor
Oliver BradleySalary:
Up to £28,171 per annum
Location:
Bury, Greater Manchester
Industry
Manufacturing
Qualification
None specified
Market
Commerce & Industry
Salary
£25,000 - £30,000
Job Discipline
Part Qualified & Transactional Finance
Contract Type:
Permanent
Description
Accounts Payable Administrator
Reference
BBBH194165
Expiry Date
01/01/01
Author
Glenn FyfeAuthor
Glenn FyfeSalary:
£65,000 - £75,000 per annum
Location:
London
Industry
Investment Management
Qualification
Fully qualified
Market
Financial Services
Salary
£70,000 - £80,000
Job Discipline
Qualified Finance
Contract Type:
Contract
Description
Join a leading global real assets investment manager as a Senior Portfolio Accountant on a 12-month maternity cover contract
Reference
BBBH194162
Expiry Date
01/01/01
Author
Mellani GeorgiouAuthor
Mellani GeorgiouRelated articles
Teaser
GeneralContent Type
Career Advice
02/06/26
Summary
Preparing for an interview often starts with thinking about what to say. But in today’s competitive market, that’s only part of the equation.The candidates who consistently succeed aren’t just q
by
Jamie Smith
Teaser
Financial ServicesContent Type
Career Advice
30/09/25
Summary
Businesses often face a critical question when filling senior roles: should you promote from within, or bring in fresh talent from outside? Both options have clear advantages, but relying too
by
John Quach
Teaser
Financial ServicesContent Type
General
11/09/25
Summary
Salary remains one of the most influential factors in any career decision. In 2025, though, salary satisfaction doesn’t just come down to numbers on a payslip. Across finance, legal, and tech sectors
by
Becky Hughes