You need to enable JavaScript in order to use the AI chatbot tool powered by ChatBot

Senior Compliance Manager

London

Senior Compliance Manager

  1. Permanent
Negotiable
BBBH175221

London

The details

This vacancy has now expired.

Start your job search

We are looking for an ambitious and experienced Compliance professional to join our client's Compliance team. The Senior Compliance Manager is responsible for leading compliance of our insurance distribution activity in line with FCA requirements.

The Senior Compliance Manager will lead the insurance Compliance team, providing regulatory oversight and approval for new programs, providing expert advice to senior audiences and supporting strategy design with regulatory input.

This opportunity requires a subject matter expert to lead a fast-paced, growing team. You will find champion customer outcomes and use your extensive knowledge of the industry and regulatory horizon to ensure sustainable, compliant solutions are formed. You will comfortably handle ambiguity, and provide pragmatic challenge to senior colleagues, peers and leadership and you are not afraid to roll up your sleeves and dive into the details. You think outside of the box, coming up with solutions in times of ambiguity

Key job responsibilities:

* Second-line ownership of UK insurance compliance, including offering expert advice on insurance regulation (ICOBS), upholding high standards of conduct throughout the business

* Oversee new product launches by approving compliance requirements, ensuring design aligns with customer and regulatory expectations

* Design education and training programmes to ensure stakeholders are up to date with regulatory expectations including FCA conduct rules and financial promotions standards

* Champion the FCA Conduct and Consumer duty rules, acting as a senior point of contact for leadership to seek advice and challenge from

* Own core compliance policies and processes, ensuring they underpin processes within business practices to ensure customer outcomes remain a primary factor in decision making

* Lead regulatory reporting, ensuring regulatory returns are submitted accurately and on time

* Develop a team of regulatory subject matter experts by introducing a high-bar of minimum standard of regulatory expertise

* Oversee day-to-day compliance activity of your team, assuming ownership of any risk materialisation and escalations that risk non-compliance

* Provide regular reporting to senior leadership on compliance status of overall insurance propositions

* Coordinate SMCR deliverables across UK

About the team

Our UK Compliance team is an ambitious, growing team of professions who are passionate about supporting our grow in a compliant and scalable way. We are an innovative group that challenge each other to ensure we maintain high standards and enjoy internal debate to make sure we keep our core values at the forefront of how we work.

Skills and attributes to be successful:

* Subject matter expertise of FCA Insurance Conduct of Business Regulation (ICOBS) is essential (6+ Years)

* A successful track record of delivering advice at both an operational and strategic level, considering wider regulatory focus and market risks

* Desire to learn and be curious, exploring why and how things are done and challenging the status-quo

* Excellent team player with the ability to work closely with others to deliver results, identify and resolve issues; shares information and keeps team members and management informed

* Excellent organisational skills with the ability to prioritise workload and manage various tasks simultaneously.

* Exceptional communication

* Experience in developing and managing compliance professionals is preferred but not essential

Preferred Qualifications:

It would be beneficial if you had…

* Previous experience in Complaints Handing (DISP) and Senior Management and Certification Regime (SMCR)

jobs

Related jobs

FP&A Analyst

Salary:

£30,000 - £40,000 per annum + Study support & Fantastic progression

Location:

Leeds, West Yorkshire

Industry

Business Services

Qualification

Part qualified

Market

Commerce & Industry

Salary

£40,000 - £50,000

Job Discipline

Part Qualified & Transactional Finance

Contract Type:

Permanent

Description

I am currently working with a business that has developed a strong reputation as an employer of choice on their search for an FP&A Analyst!

Reference

LLH184525

Expiry Date

01/01/01

Laura Gunby

Author

Laura Gunby
Laura Gunby

Author

Laura Gunby
Find out more
IT Manager

Salary:

£40,000 - £60,000 per annum + DOE

Location:

Watford, Hertfordshire

Industry

Business Services

Qualification

None specified

Market

Commerce & Industry

Salary

£60,000 - £70,000

Job Discipline

Cloud & Infrastructure

Contract Type:

Permanent

Description

IT Manager job for a Holding Group of companies based primarily around London.

Reference

BBBH189941

Expiry Date

01/01/01

Alex Dando

Author

Alex Dando
Alex Dando

Author

Alex Dando
Find out more
Finance Assistant - Maternity Cover (12-15 months)

Salary:

£25,000 - £28,000 per annum

Location:

Leeds, West Yorkshire

Industry

Business Services

Qualification

Part qualified

Market

Professional Services

Salary

£25,000 - £30,000

Job Discipline

Part Qualified & Transactional Finance

Contract Type:

Contract

Description

Finance Assistant - Maternity Cover (12-15 months)

Reference

BBBH189942

Expiry Date

01/01/01

Haroon Hussain Find out more
Senior Payroll Specialist 6-9 Months

Salary:

£45,000 - £50,000 per annum

Location:

North Yorkshire

Industry

Business Services

Qualification

Finalist / Newly qualified

Market

Professional Services

Salary

£50,000 - £60,000

Job Discipline

Part Qualified & Transactional Finance

Contract Type:

Contract

Description

Senior Payroll Specialist 6-9 Months - Immediate Start!

Reference

BBBH189940

Expiry Date

01/01/01

Haroon Hussain Find out more
View all jobs
posts

Related articles

Tips to attract the best software engineering candidates
Tips to attract the best software engineering candidates

Teaser

Technology

Content Type

General

20/04/25

Summary

In the competitve UK tech landscape, securing top-tier softwared engineers is more than challenging than ever. The UK tech sector retains the number 1 spot in Europe and number 3 in the world as

Teaser

Learn about software engineering candidate preferences.

Read full article
Shammi  Choudhury

by

Shammi Choudhury

Shammi  Choudhury

by

Shammi Choudhury

Making the Most of Your First ACA Qualified Role in Industry
Making the Most of Your First ACA Qualified Role in Industry

Teaser

Commerce & Industry

Content Type

General

01/04/25

Summary

Transitioning from an accountancy practice into your first role in industry is a significant milestone in your professional journey. As a newly qualified ACA accountant, you bring a strong f

Teaser

Looking to make your first move into industry? We can help!

Read full article
Hannah Spears

by

Hannah Spears

Hannah Spears

by

Hannah Spears

Accounting career paths for newly qualified accountants in the UK
Accounting career paths for newly qualified accountants in the UK

Teaser

Finance & Accounting

Content Type

Career Advice

29/03/25

Summary

ACA. ACCA. CIMA. AAT. ICAS. CIPFA. You probably know what these qualifications are and understand the importance they hold in a career in accountancy.  If you’re about to become a qualified accountant

Teaser

Unlock accounting career paths in the UK.

Read full article
Harry Latham

by

Harry Latham

Harry Latham

by

Harry Latham