Senior Compliance Manager - Fund Manager - Dublin

Our client is a Global Active Fund Manager that focused on ESG and Sustainability Investments. They have a growing presence here in Ireland with operations in London, Singapore, Hong Kong and New York.

They have a number of Funds in Ireland focused within the ESG Sector and due to growth in their 4Bln AUM both here and overseas they are keen to secure the services of an experience Compliance Manager to lead out their Compliance Function here in Ireland but also work closely with the group CCO on all Global Compliance mandates.

• Undertaking the PCF management functions relating to Regulatory Compliance Monitoring, in respect of a new AIFM.
• Implementing and maintaining a robust compliance framework (including investment restriction monitoring) for their ESG Funds.
• Responsible for establishing and maintaining effective systems and controls for compliance with applicable requirements and standards under the regulatory system.
• Responsible for identifying and assessing the compliance risks associated with the organisation's current and proposed future business activities and investments including new products, services and business relationships.
• Responsible for advising management on the applicable laws, regulations, rules and standards, and pending changes to such.
• Responsible for establishing and maintaining written guidelines to staff on the appropriate implementation of the laws, regulation, rules and standards through appropriate policies and procedures.
• Responsible for assessing the appropriateness of internal policies, procedures and guidelines, ensure a follow-up of any identified deficiencies, make recommendations for amendments where necessary and supervise the implementation of corrective measures to mitigate the identified deficiencies.
• Responsible for monitoring compliance with internal policies, procedures and guidelines by performing periodic risk-based compliance risk assessments and testing as appropriate.
• Responsible for providing a central point of contact and co-ordination for all information on compliance-related issues (e.g. breach of regulation or procedures, conflicts of interest, investment restrictions).
• Oversee and manage the performance of the Administrators.

What we are seeking:

The successful candidate will have gained at least a Level 9 qualification to master's Level and will showcase an excellent background across Compliance within Financial Services covering 9 plus years.

Excellent communication skills and ability to build internal relationships as well as advise the firm steadfastly are key components to the role as well.

On Offer:

There is a substantial base salary, exceptional bonus and very strong benefits package on offer coupled with the opportunity to work with a fast-growing Active Fund Manager here in Ireland but also the opportunity to work on a global basis within the ESG and Sustainability Investments market with some incredible and high profile ESG and Investment professionals.

Contact Matt Fitzpatrick in Marks Sattin for further Info.

Should you require any support or assistance, please contact your local Marks Sattin office.

Marks Sattin is part of Gi Group Holdings Recruitment Limited and we are proud founding members of Menopause in business, pledge members for Nuerodiversity in business, Disability committed members, Silver status pledge members for the Armed Forces Covenant, and Bronze trail blazers for Racial Equality matters.

Gi Group Holdings Recruitment Limited group of companies includes Gi Recruitment Limited, Draefern Limited, Gi Group Recruitment Ltd, INTOO (UK) Limited, Marks Sattin (UK) Limited, TACK TMI UK Limited, Grafton Professional Staffing Limited, Encore Personnel Services, Gi Group Ireland Limited and Kelly Services (UK) Ltd. Gi Group Ireland Limited are acting as an Employment Agency in relation to this role.

We are committed to protecting the privacy of all of our candidates and clients. If you choose to apply, your information will be processed in accordance with the Gi Group Privacy Statement. To view a copy and to help you understand how we collect, use and process your personal data, please visit the Privacy page on the Marks Sattin website.